Our open courses contain content designed to aid attendees understanding of obligations under the AML/CFT legislation.

We include engaging exercises that have practical application, and showcase relevant case studies to enhance the learning process and assist in the retention of knowledge.

AML/CFT Compliance Officer Course

Our Compliance Officer course is designed as a practical, step-by-step session for AML/CFT Compliance Officers to understand and meet obligations and expectations of the legislation.

This training is a 4 hour, intensive session and certificates will be issued on attendance for training records.

Amount: $395 plus GST and any applicable Eventbrite fees

  • Key Obligations
  • Compliance Framework
  • Customer Due Diligence
  • Account Monitoring
  • Suspicious Transaction Reporting
  • Managing and Mitigating Risk
  • Record Keeping
  • Training
  • Vetting

Auckland

  • Wednesday 27 November 2019

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Christchurch

  • Wednesday 13 November 2019

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Customer Due Diligence Course

Our Customer Due Diligence course is designed to assist compliance staff in understanding obligations, processes, and procedures in this often complicated area.

This AML/CFT training is a 4 hour, intensive session and certificates will be issued on attendance for training records.

Amount: $395 plus GST and any applicable Eventbrite fees

  • Key Obligations
  • Standard CDD
  • Simplified CDD
  • Enhanced CDD
  • Complex Structures
  • Source of Wealth or Funds
  • Operationalisation
  • Case Studies

Auckland

  • Wednesday 20 November 2019

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Christchurch

  • Thursday 14 November 2019

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Wellington

  • Monday 11th November 2019

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How to Prepare for your AML/CFT Audit

Our ‘How to Prepare for Your AML/CFT Audit’ Course is designed to assist reporting entities prepare for their upcoming AML/CFT audit.

This is an intensive 2-hour course which will cover the full audit process and provide an understanding of the preparation you can complete before your audit. Attendees will come away with a greater understanding of audit requirements.

Amount: $275 plus GST and any applicable Eventbrite fees.

  • Importance of your AML/CFT Audit
  • Risk Assessment
  • The Audit Process
  • Culture of Compliance and good Governance
  • Preparing for your Audit
  • The Audit Report

Auckland

  • Tuesday 3 December 2019

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Prefer to have training delivered in-house to your team?