Our open courses contain content designed to aid attendees understanding of obligations under the AML/CFT legislation.
We include engaging exercises that have practical application, and showcase relevant case studies to enhance the learning process and assist in the retention of knowledge.
AML/CFT Compliance Officer Course
Our Compliance Officer course is designed as a practical, step-by-step session for AML/CFT Compliance Officers to understand and meet obligations and expectations of the legislation.
This training is a 4 hour, intensive session and certificates will be issued on attendance for training records.
Amount: $395 plus GST and any applicable Eventbrite fees
- Key Obligations
- Compliance Framework
- Customer Due Diligence
- Account Monitoring
- Suspicious Transaction Reporting
- Managing and Mitigating Risk
- Record Keeping
- Training
- Vetting
Customer Due Diligence Course
Our Customer Due Diligence course is designed to assist compliance staff in understanding obligations, processes, and procedures in this often complicated area.
This AML/CFT training is a 4 hour, intensive session and certificates will be issued on attendance for training records.
Amount: $395 plus GST and any applicable Eventbrite fees
- Key Obligations
- Standard CDD
- Simplified CDD
- Enhanced CDD
- Complex Structures
- Source of Wealth or Funds
- Operationalisation
- Case Studies
Auckland
- Monday 23 March
Register here
Christchurch
- Wednesday 25 March
Register here
Wellington
- Friday 24 March
Register here
How to Prepare for your AML/CFT Audit
Our ‘How to Prepare for Your AML/CFT Audit’ Course is designed to assist reporting entities prepare for their upcoming AML/CFT audit.
This is an intensive 2-hour course which will cover the full audit process and provide an understanding of the preparation you can complete before your audit. Attendees will come away with a greater understanding of audit requirements.
Amount: $275 plus GST and any applicable Eventbrite fees.
- Importance of your AML/CFT Audit
- Risk Assessment
- The Audit Process
- Culture of Compliance and good Governance
- Preparing for your Audit
- The Audit Report
Auckland
- Tuesday 31 March
Register here
Christchurch
- Tuesday 17 March
Register here
Wellington
- Tuesday, March 24
Register here