Our open courses contain content designed to aid attendees understanding of obligations under the AML/CFT legislation.
We include engaging exercises that have practical application, and showcase relevant case studies to enhance the learning process and assist in the retention of knowledge.
AML/CFT Compliance Officer Course
Our Compliance Officer course is designed as a practical, step-by-step session for AML/CFT Compliance Officers to understand and meet obligations and expectations of the legislation.
This training is a 2.5 hour, intensive session and certificates will be issued on attendance for training records.
Amount: $250 plus GST and any applicable Eventbrite fees
- Key Obligations
- Compliance Framework
- Customer Due Diligence
- Account Monitoring
- Suspicious Transaction Reporting
- Managing and Mitigating Risk
- Record Keeping
- Training
- Vetting
Zoom:
Compliance Officer Course ($250 plus GST)
15th February – Register here
Please email training@amlsolutions.co.nz if you would like our Compliance Officer course to be delivered in your city.
Customer Due Diligence Course
Our Customer Due Diligence course is designed to assist compliance staff in understanding obligations, processes, and procedures in this often complicated area.
This AML/CFT training is a 2.5 hour, intensive session and certificates will be issued on attendance for training records.
Amount: $250 plus GST and any applicable Eventbrite fees
- Key Obligations
- Standard CDD
- Simplified CDD
- Enhanced CDD
- Complex Structures
- Source of Wealth or Funds
- Operationalisation
- Case Studies
Zoom courses:
Customer Due Diligence Course ($250 plus GST)
27th January – Register here
Please email training@amlsolutions.co.nz if you would like our Customer Due Diligence course to be delivered in your city.
Transaction Monitoring Course
Our Transaction Monitoring course is designed to give a comprehensive overview of transaction monitoring. This AML/CFT training is a 2 hour, intensive session and certificates will be issued on attendance for training records.
This AML/CFT training is a 2.0 hour, intensive session and certificates will be issued on attendance for training records.
Amount: $250 plus GST and any applicable Eventbrite fees
- Key obligations under the Act;
- Overview: Placement, Layering and Integration;
- ‘Red Flag’ indicators and how to spot suspicious behaviours;
- Tools for frontline staff: ID Fraud, Compliance Culture, Questioning;
- Automated and Manual Account Monitoring;
- Conducting financial investigations.
Effective Internal Assurance Course
Our Effective Internal Assurance course is to assist reporting entities in creating an effective internal assurance regime.
This AML/CFT training is a 2.0 hour, intensive session and certificates will be issued on attendance for training records.
Amount: $250 plus GST and any applicable Eventbrite fees
Content Outline
- Why assurance is important;
- Principals of effective assurance;
- The design process;
- Practical application;
- Feedback loops and refinement; and
- Assurance as a management tool.
Zoom courses:
Effective Internal Assurance ($250 plus GST)
TBA
Getting Ready for your Supervisory Visit Course
Our Getting Ready for your Supervisory Visit course is designed to teach you how to successfully demonstrate the success of your AML/CFT regime to your AML/CFT Supervisor.
This AML/CFT training is a 2.0 hour, intensive session and certificates will be issued on attendance for training records.
Amount: $250 plus GST and any applicable Eventbrite fees
Content Outline
- Supervisory Role;
- Types of Supervisory Reviews;
- Documentary Requests;
- Onsite Visits;
- Remediation Plans;
Zoom courses:
Getting Ready for your Supervisory Visit Course ($250 plus GST)
TBA
Refresher Course
Our Refresher course is designed for Compliance Officers and Compliance staff looking to keep up to date with all AML updates and guidance changes.
This AML/CFT training is a 2.0 hour, intensive session and certificates will be issued on attendance for training records.
Amount: $195 plus GST and any applicable Eventbrite fees
Content Outline
- Refresher of Key Obligations
- Update on latest guidance
- Customer Due Diligence
- Suspicious Transaction Reporting
- Managing and Mitigating Risk
- Record Keeping
Zoom courses:
Refresher Course ($195 plus GST)
TBA
Counter Terrorism Financing - Practical Implementation Course
Our Counter Terrorism Financing – Practical Implementation course is designed to look into New Zealand’s guidance and legislation in regard to managing terrorism risk.
This AML/CFT training is a 1.5 hour, intensive session and certificates will be issued on attendance for training records.
Amount: $195 plus GST and any applicable Eventbrite fees
Zoom courses:
Counter Terrorism Financing – Practical Implementation Course ($195 plus GST)
TBA
Content Outline
- Terrorism Financing in NZ;
- Terrorism Financing Internationally;
- NZ specific legislation and guidance;
- Terrorism Financing Red Flags;
- Managing FT Risk;
- Practical Implementation; and
- Reporting.