Our open courses contain content designed to aid attendees understanding of obligations under the AML/CFT legislation.
We include engaging exercises that have practical application, and showcase relevant case studies to enhance the learning process and assist in the retention of knowledge.
AML/CFT Compliance Officer Course
Our Compliance Officer course is designed as a practical, step-by-step session for AML/CFT Compliance Officers to understand and meet obligations and expectations of the legislation.
This training is a 4 hour, intensive session and certificates will be issued on attendance for training records.
Amount: $395 plus GST and any applicable Eventbrite fees
- Key Obligations
- Compliance Framework
- Customer Due Diligence
- Account Monitoring
- Suspicious Transaction Reporting
- Managing and Mitigating Risk
- Record Keeping
- Training
- Vetting
Auckland
- Thursday 30 January
Register here - Wednesday 12 February
Register here - Monday 9th March
Register here
Christchurch
- Wednesday 26 February
Register here - Tuesday 17 March
Register here
Customer Due Diligence Course
Our Customer Due Diligence course is designed to assist compliance staff in understanding obligations, processes, and procedures in this often complicated area.
This AML/CFT training is a 4 hour, intensive session and certificates will be issued on attendance for training records.
Amount: $395 plus GST and any applicable Eventbrite fees
- Key Obligations
- Standard CDD
- Simplified CDD
- Enhanced CDD
- Complex Structures
- Source of Wealth or Funds
- Operationalisation
- Case Studies
Auckland
- Friday 31 January
Register here - Wednesday 18 February
Register here - Monday 23 March
Register here
Christchurch
- Friday 21 January
Register here - Wednesday 25 March
Register here
Wellington
- Thursday 20 February
Register here
How to Prepare for your AML/CFT Audit
Our ‘How to Prepare for Your AML/CFT Audit’ Course is designed to assist reporting entities prepare for their upcoming AML/CFT audit.
This is an intensive 2-hour course which will cover the full audit process and provide an understanding of the preparation you can complete before your audit. Attendees will come away with a greater understanding of audit requirements.
Amount: $275 plus GST and any applicable Eventbrite fees.
- Importance of your AML/CFT Audit
- Risk Assessment
- The Audit Process
- Culture of Compliance and good Governance
- Preparing for your Audit
- The Audit Report
Auckland
- Tuesday 17 December
Register here - Tuesday 21 January
Register here - Tuesday 18 February
Register here - Tuesday 31 March
Register here
Christchurch
- Tuesday 17 March
Register here - Wednesday 26 February
Register here
Wellington
- Thursday 20 February
Register here