Our Compliance Officer course is designed as a practical, step-by-step session for AML/CFT Compliance Officers to understand and meet obligations and expectations of the legislation. This course will cover:

• Key Obligations
• Compliance Framework
• Customer Due Diligence
• Account Monitoring
• Suspicious Transaction Reporting
• Managing and Mitigating Risk
• Record Keeping
• Training
• Vetting

This training is a 2 hour, intensive session and certificates will be issued on attendance for training records.

Our interactive Customer Due Diligence course is designed to assist compliance staff in understanding obligations, processes, and procedures in this often complicated area, including the latest updates in guidance and regulations changes. This course will cover:

• Key Obligations
• Standard CDD
• Simplified CDD
• Enhanced CDD
• Complex Structures
• Source of Wealth or Funds
• Operationalisation
• Case Studies

This AML/CFT training is a 2 hour, intensive session and certificates will be issued on attendance for training records.

Our Advanced CDD and EDD course is designed for AML staff who already have an understanding of basic CDD requirements and are looking to further their knowledge. This course will cover:

• Managing Intermediaries
• Overseas Certification
• Exception Management
• Complex Worked Examples
• CDD Oversight

This AML/CFT training is a 2.0 hour advanced course, and certificates will be issued on attendance for training records.

Our Effective Internal Assurance course assists reporting entities in creating an effective internal assurance regime. This course will cover:

• Why assurance is important
• Principals of effective assurance
• The design process
• Practical application
• Feedback loops and refinement
• Assurance as a management tool

This AML/CFT training is a 2.0 hour, intensive session and certificates will be issued on attendance for training records.

This training is aimed at senior management and board members who are not involved in day-to-day AML/CFT matters.

The aim of the training is to ensure directors, board, and senior managers can effectively support the AML Compliance Officer, understand their obligations and liabilities under the legislation and, meet their legislatively required training. The course will cover:

• High level overview of the AML/CFT regime
• Regulatory requirements for AML compliance
• The complexity of a risk-based AML/CFT regime
• Role of senior managers in ensuring AML compliance
• Importance of periodic testing and monitoring of AML controls
• Monitoring metrics and KPIs for AML risk management and reporting

This is a 1.5-hour intensive workshop, and training certificates are issued on completion.

Our Professional Services AML/CFT Training course is designed as a practical session for Compliance Officers in the professional services sectors of law and accounting to understand and meet obligations and expectations of the legislation. This course will cover:

• Wider AML/CFT matters
• Client capture management
• Trust account transaction monitoring
• Nature and purpose across various matters
• Governance and reporting
• Client risk assessment
• Complex CDD

This AML/CFT training is a 2.0 hour advanced course, and certificates will be issued on attendance for training records.

Our Transaction Monitoring course is designed to give a comprehensive overview of transaction monitoring. This course will cover:

• Key obligations under the Act
• Overview: Placement, Layering and Integration
• ‘Red Flag’ indicators and how to spot suspicious behaviours
• Tools for frontline staff: ID Fraud, Compliance Culture, Questioning
• Automated and Manual Account Monitoring
• Conducting financial investigations

This AML/CFT training is a 2 hour, intensive session and certificates will be issued on attendance for training records.